_________________________________________________
Franz Kafka
The Great Wall of China
_________________________________________________
This translation by Ian
Johnston of Vancouver Island University Nanaimo, BC, Canada, has certain
copyright restrictions. For information please use the following
link: Copyright. For
comments or question please contact Ian
Johnston. This text was last revised on February 21, 2009. For links to
other Kafka stories, click here..
THE GREAT WALL OF CHINA
The Great Wall of China was finished at its most northerly location.
The construction work moved up from the south-east and south-west and joined at
this point. This system of building in sections was also followed on a small
scale within the two great armies of workers, the eastern and western armies.
It was carried out in the following manner: groups of about twenty workers were
formed, each of which had to take on a section of the wall, about five hundred metres long. A neighbouring group
then built a wall of similar length to meet them. But then afterwards, when the
sections were fully joined, construction was not continued on any further at
the end of this thousand-metre section.
Instead the groups of workers were shipped off again to build the wall in completely
different regions. Naturally, with this method many large gaps arose, which
were filled in only gradually and slowly, many of them not until after it had
already been reported that the building of the wall was complete. In fact,
there are said to be gaps which have never been built in at all, although
that’s merely an assertion which probably belongs among the many legends which
have arisen about the structure and which, for individual people at least, are
impossible to prove with their own eyes and according to their own standards,
because the structure is so immense.
Now, at first one might think it would have been more advantageous
in every way to build in continuous sections or at least continuously within
two main sections. For the wall was conceived as a protection against the
people of the north, as was commonly announced and universally known. But how
can protection be provided by a wall which
is not built continuously? In fact, not only can such a wall not protect, but
the structure itself is in constant danger. Those parts of the wall left
standing abandoned in deserted regions could always be destroyed easily by the
nomads, especially by those back then who, worried about the building of the
wall, changed their place of residence with incredible speed, like
grasshoppers, and thus perhaps had an even better overall view of how the construction
was proceeding than we did, the people who built it. However, there was really
no other way to carry out the construction except the way it happened. In order
to understand this, one must consider the following: the wall was to become a
protection for centuries; thus, the essential prerequisites for the work were
the most careful construction, the use of the architectural wisdom of all known
ages and peoples, and an enduring sense of personal responsibility in the
builders. Of course, for the more humble tasks one could use ignorant day labourers from the people—the men, women, and children who
offered their services for good money. But the supervision of even four day labourers required a knowledgeable man, an educated expert
in construction, someone who was capable of feeling sympathy deep in his heart
for what was at stake here. And the higher the challenge,
the greater the demands. And such men were in fact available—if not
the crowds of them which this construction could have used, at least in great
numbers.
This work was not undertaken recklessly. Fifty years before the
start of construction it was announced throughout the whole region of China
which was to be enclosed within the wall that architecture and especially masonry
were the most important areas of knowledge, and everything else was recognized
only to the extent that it had some relationship to those. I still remember
very well how as small children who could hardly walk we stood in our teacher’s
little garden and had to construct a sort of wall out of pebbles, and how the
teacher gathered up his coat and ran against the wall, naturally making
everything collapse, and then scolded us so much for the weakness of our
construction that we ran off in all directions howling to our parents. A tiny incident, but an indication of the spirit of the times.
I was lucky that at twenty years of age, when I passed the final
examination of the lowest school, the construction of the wall was just
starting. I say lucky because many who earlier had attained the highest limit
of education available to them had no idea for years what to do with their
knowledge and wandered around uselessly, with the most splendid architectural
plans in their heads, and a great many of them just went downhill from there.
But the ones who finally got to work as
supervisors on the construction, even if they had the lowest rank, were really
worthy of their position. They were masons who had given much thought to the
construction and never stopped thinking about it, men who, right from the first
stone which they let sink into the ground, had a sense of themselves as part of
the wall. Such masons, of course, were driven not only by the desire to carry
out the work as thoroughly as possible but also by impatience to see the
structure finally standing there in its complete final perfection. Day labourers do not experience this impatience. They are
driven only by their pay. The higher supervisors and, indeed, even the middle
supervisors, see enough from their various perspectives of the growth of the
wall to keep their spirits energized. But the subordinate supervisors, men who
were mentally far above their outwardly trivial tasks, had to be catered to in
other ways. One could not, for example, let them lay one building block on top
of another in an uninhabited region of the mountains, hundreds of miles from
their homes, for months or even years at a time. The hopelessness of such a
hard task, which could not be completed even in a long human lifetime, would
have caused them distress and, more than anything else, made them worthless for
work. For that reason the system of building in sections was chosen. Five
hundred metres could be completed in something like
five years, by which time naturally the supervisors were, as a rule, too exhausted
and had lost all faith in themselves, in the
building, and in the world. Thus, while they were still experiencing the
elation of the celebrations for the joining up of a thousand metres of the wall, they were shipped far, far away. On
their journey they saw here and there finished sections of the wall rising up;
they passed through the quarters of the higher administrators, who gave them
gifts as badges of honour, and they heard the rejoicing of new armies of
workers streaming past them out of the depths of the land, saw forests being
laid low, wood designated as scaffolding for the wall, witnessed mountains
being broken up into rocks for the wall, and heard in the holy places the hymns
of the pious praying for the construction to be finished. All this calmed their
impatience. The quiet life of home, where they spent some time, reinvigorated
them. The high regard which all those doing the building enjoyed, the devout
humility with which people listened to their reports, the trust which simple
quiet citizens had that the wall would be completed someday—all this tuned the
strings of their souls. Then, like eternally hopeful children, they took leave
of their home. The enthusiasm for labouring once
again at the people’s work became irresistible. They set out from their houses
earlier than necessary, and half the village accompanied them for a long way.
On all the roads there were groups of people, pennants, banners—they had never
seen how great and rich and beautiful and endearing their country was. Every
countryman was a brother for whom they were building a protective wall and who
would thank him with everything he had and was for all his life. Unity! Unity!
Shoulder to shoulder, a coordinated movement of the people, their blood no
longer confined in the limited circulation of the body but rolling sweetly and
yet still returning through the infinite extent of China.
In view of all this, the system of piecemeal building becomes
understandable. But there were still other reasons, too. And there is nothing
strange in the fact that I have held off on this point for so long. It is the
central issue in the whole construction of the wall, no matter how unimportant
it appears at first. If I want to convey the ideas and experiences of that time
and make them intelligible, I cannot probe deeply enough into this particular
question.
First, it has to be said that achievements were brought to
fruition at that time which rank slightly behind the Tower of Babel, although
in the pleasure they gave to God, at least by human reckoning, they made an
impression exactly the opposite of that structure. I mention this because at
the time construction was beginning a scholar wrote a book in which he drew
this comparison very precisely. In it he tried to show that the Tower of Babel
had failed to attain its goal not at all for the reasons commonly asserted, or
at least that the most important causes were not among these well-known ones.
He not only based his proofs on texts and reports, but also claimed to have
carried out personal inspections of the location and thus to have found that
the structure collapsed and had to collapse because of the weakness of its
foundation. And it is true that in this respect our age was far superior to
that one long ago. Almost every educated person in our age was a mason by
profession and infallible when it came to the business of laying foundations.
But it was not at all the scholar’s aim to prove this. Instead he claimed that
the great wall alone would for the first time in the age of human beings create
a secure foundation for a new Tower of Babel. So first
the wall and then the tower. In those days the book was in
everyone’s hands, but I confess that even today I do not understand exactly how
he imagined this tower. How could the wall, which never once took the form of a
circle but only a sort of quarter or half circle, provide the foundation for a
tower? But it could be meant only in a spiritual sense. But
then why the wall, which was something real, a product of the efforts and lives
of hundreds of thousands of people? And why were
there plans in the book—admittedly hazy plans—sketching the tower,
as well as detailed proposals about how the energies of the people could be
strictly channelled into the new work in
the future.
There was a great deal of mental confusion at the time—this book
is only one example—perhaps for the simple reason that so many people were
trying as hard as they could to join together for a single purpose. Human nature, which is fundamentally careless and by nature like
the whirling dust, endures no restraint. If it restricts itself, it
will soon begin to shake the restraints madly and tear up walls, chains, and
even itself in every direction.
It is possible that even these considerations, which argued
against building the wall in the first place, were not ignored by the
leadership when they decided on piecemeal construction. We—and here I’m really
speaking on behalf of many—actually first found out about it by spelling out
the orders from the highest levels of management and learned for ourselves that
without the leadership neither our school learning nor our human understanding
would have been adequate for the small position we had within the enormous
totality. In the office of the leadership—where it was and who sat there no one
I asked knows or knew—in this office I imagine that all human thoughts and
wishes revolve in a circle, and all human aims and fulfillments in a circle
going in the opposite direction. But through the window the reflection of the
divine worlds fell onto the hands of the leadership as they drew up the plans.
And for this reason the incorruptible observer will reject the
notion that if the leadership had seriously wanted a continuous construction of
the wall, they would not have been able to overcome the difficulties standing
in the way. So the only conclusion left is that the leadership deliberately
chose piecemeal construction. But building in sections was something merely
makeshift and impractical. So the conclusion remains that the leadership wanted
something impractical. An odd conclusion! True enough, and yet from another
perspective it had some inherent justification. Nowadays one can perhaps speak
about it without danger. At that time for many people, even the best, there was
a secret principle: Try with all your powers to understand the orders of the
leadership, but only up to a certain limit—then stop thinking about them. A
very reasonable principle, which incidentally found an even wider interpretation
in a later often repeated comparison: Stop
further thinking, not because it could harm you—it is not at all certain that
it will harm you. In this matter one cannot speak in general about harming or
not harming. What will happen to you is like a river in spring. It rises, grows
stronger, eats away more powerfully at the land along its banks, and still maintains
its own course down to the sea and is more welcome as a fitter partner for the
sea. Reflect upon the orders of the leadership as far as that. But then the
river overflows its banks, loses its form and shape, slows down its forward movement,
tries, contrary to its destiny, to form small seas inland, damages the fields,
and yet cannot maintain its expansion long, but runs back within its banks, in
fact, even dries up miserably in the hot time of year which follows. Do not
reflect on the orders of the leadership to that extent.
Now, this comparison may perhaps have been extraordinarily apt
during the construction of the wall, but it has at least only a limited
relevance to my present report. For my investigation is merely historical.
There is no lightning strike flashing any more from storm clouds which have
long since vanished, and thus I may seek an explanation for the piecemeal construction
which goes further than the one people were satisfied with back then. The limits which my ability to think sets for me are certainly narrow
enough, but the region one would have to pass through here is endless.
Against whom was the great wall to provide protection? Against the people of the north. I come from south-east
China. No northern people can threaten us there. We read about them in the
books of the ancients. The atrocities which their nature prompts them to commit
make us heave a sigh on our peaceful porches. In the faithfully accurate
pictures of artists we see these faces of damnation, with their mouths flung
open, the sharp pointed teeth stuck in their jaws, their straining eyes, which
seem to be squinting for someone to seize, someone their jaws will crush and
rip to pieces. When children are naughty, we hold up these pictures in front of
them, and they immediately burst into tears and run into our arms. But we know
nothing else about these northern lands. We have never seen them, and if we remain
in our village, we never will see them, even if they charge straight at us and
hunt us on their wild horses. The land is so huge, it would not permit them to
reach us, and they would lose themselves in the empty air.
So if things are like this, why do we leave our homeland, the
river and bridges, our mothers and fathers, our crying wives, our children in
need of education, and go away to school in the distant city, with our thoughts
on the wall to the north, even further away? Why? Ask the leadership. They know
us. As they mull over their immense concerns, they know about us, understand
our small worries, see us all sitting together in our humble huts, and approve
or disapprove of the prayer which the father of the house says in the evening
in the circle of his family. And if I may be permitted such ideas about the
leadership, then I must say that in my view the leadership existed even
earlier. It did not come together like some high mandarins quickly summoned to
a meeting by a beautiful dream of the future, something hastily concluded, a
meeting which by evening saw to it that the general population was driven from
their beds by a knocking on the door so that they could carry out the decision,
even if it was only to set up a lantern in honour of a god who had shown favour to the masters the day before, so that he could
thrash them in some dark corner the next day, when the lantern had only just
died out. On the contrary, I imagine the leadership has existed since time immemorial,
along with the decision to construct the wall as well. Innocent northern people
believed they were the cause; the admirable and innocent emperor believed he
had given orders for it. We who were builders of the wall know otherwise and
are silent.
Even back then during the construction of the wall and afterwards,
right up to the present day, I have devoted myself almost exclusively to the
histories of different people. There are certain questions for which one can,
to some extent, get to the heart of the matter only in this way. Using this
method I have found that we Chinese possess certain popular and state institutions
which are uniquely clear and, then again, others which are uniquely obscure.
Tracking down the reasons for these, especially for the latter phenomena,
always appealed to me, and still does, and the construction of the wall is
fundamentally concerned with these issues.
Now, among our most obscure institutions one can certainly include
the empire itself. Of course, in Peking, right in the court, there is some
clarity about it, although even this is more apparent than real. And the
teachers of constitutional law and history in the high schools give out that
they are precisely informed about these things and that they are able to pass
this knowledge on to their students. The deeper one descends into the lower
schools, the more the doubts about the students’ own knowledge understandably
disappear, and a superficial education surges up as high as a mountain around a
few precepts drilled into them for centuries, sayings which, in fact, have lost
nothing of their eternal truth, but which remain also eternally unrecognized in
this mist and fog.
But, in my view, it’s precisely the empire we should be asking the
people about, because in them the empire has its final support. It’s true that
in this matter I can speak once again only about my own homeland. Other than
the agricultural deities and the service to them, which so beautifully and variously
fills up the entire year, our thinking concerns itself only with the emperor. But not with the present emperor. We would have
concerned ourselves with the present one if we had recognized who he was or had
known anything definite about him. We were naturally always trying—and it’s the
single curiosity which consumed us—to find out something or other about him,
but, no matter how strange this sounds, it was hardly possible to learn anything,
either from pilgrims, even though they wandered through much of our land, or
from the close or remote villages, or from boatmen, although they have
travelled not merely on our little waterways but also on the sacred rivers. Of
course, we heard a great deal, but could gather nothing from the many details.
Our land is so huge, that no fairy tale can adequately deal with
its size. Heaven hardly covers it all. And Peking is only a point, the imperial
palace only a tiny dot. It’s true that, by contrast, throughout all the different
levels of the world the emperor, as emperor, is great. But the living emperor,
a human being like us, lies on a peaceful bed, just as we do. It is, no doubt, of
ample proportions, but it could be merely narrow and short. Like us, he
sometime stretches out his limbs and, if he is very tired, yawns with his
delicately delineated mouth. But how are we to know about that thousands of
miles to the south, where we almost border on the Tibetan highlands? Besides,
any report which might come, even if it reached us, would get there much too
late and would be long out of date. Around the emperor the glittering and yet
murky court throngs—malice and enmity clothed as servants and friends, the
counterbalance to the imperial power, with their poisoned arrows always trying
to shoot the emperor down from his side of the balance scales. The empire is
immortal, but the individual emperor falls and collapses. Even entire dynasties
finally sink down and breathe their one last death rattle. The people will
never know anything about these struggles and suffering. Like those who have
come too late, like strangers to the city, they stand at the end of the thickly
populated side alleyways, quietly living off the provisions they have brought
with them, while far off in the market place right in the middle foreground the
execution of their master is taking place.
There is a legend which expresses this relationship well. The
Emperor—so they say—has sent a message, directly from his death bed, to you
alone, his pathetic subject, a tiny shadow
which has taken refuge at the furthest distance from the imperial sun. He
ordered the herald to kneel down beside his death bed and whispered the message
to him. He thought it was so important that he had the herald repeat it back to
him. He confirmed the accuracy of the verbal message by nodding his head. And
in front of the entire crowd of those who have come to witness his death—all
the obstructing walls have been broken down and all the great ones of his
empire are standing in a circle on the broad and high soaring flights of
stairs—in front of all of them he dispatched his herald. The messenger started
off at once, a powerful, tireless man. Sticking one arm out and then another,
he makes his way through the crowd. If he runs into resistance, he points to
his breast where there is a sign of the sun. So he moves forward easily, unlike
anyone else. But the crowd is so huge; its dwelling places are infinite. If
there were an open field, how he would fly along, and soon you would hear the marvellous pounding of his fist on your door. But instead
of that, how futile are all his efforts. He is still forcing his way through
the private rooms of the innermost palace. He will never win his way through.
And if he did manage that, nothing would have been achieved. He would have to
fight his way down the steps, and, if he managed to do that, nothing would have
been achieved. He would have to stride through the courtyards, and after the
courtyards the second palace encircling the first, and, then again, stairs and
courtyards, and then, once again, a palace, and so on for thousands of years.
And if he finally did burst through the outermost door—but that can never,
never happen—the royal capital city, the centre of the world, is still there in
front of him, piled high and full of sediment. No one pushes his way through
here, certainly not with a message from a dead man. But you sit at your window
and dream to yourself of that message when evening comes.
That’s exactly how our people look at the emperor, hopelessly and
full of hope. They don’t know which emperor is on the throne, and there are
even doubts about the name of the dynasty. In the schools they learn a great
deal about things like the succession, but the common uncertainty in this respect
is so great that even the best pupils are drawn into it. In our villages
emperors long since dead are set on the throne, and one of them who still lives
on only in songs had one of his announcements issued a little while ago, which
the priest read out from the altar. Battles from our most ancient history are
now fought for the first time, and with a glowing face your neighbour
charges into your house with the report. The imperial wives, overindulged on
silk cushions, alienated from noble customs by shrewd courtiers, swollen with
thirst for power, driven by greed, excessive in their lust, are always
committing their evil acts over again. The further back they are in time, the
more terrible all their colours glow, and with a loud
cry of grief our village eventually gets to learn how an empress thousands of
years ago drank her husband’s blood in lengthy gulps.
That, then, is how the people deal with the rulers from the past,
but they mix up the present rulers with the dead ones. If once, once in a
person’s lifetime an imperial official travelling around the province chances
to come into our village, sets out some demands or other in the name of the
rulers, checks the tax lists, attends a school class, interrogates the priest
about our comings and goings, and then, before climbing into his sedan chair,
summarizes everything in a long sermon to the assembled local population, at
that point a smile crosses every face, one man looks furtively at another and
bends over his children, so as not to let the official see him. How, people
think, can he speak of a dead man as if he were alive. This
emperor already died a long time ago, the dynasty has been extinguished, the official is having fun with us. But we’ll act as if
we didn’t notice, so that we don’t hurt his feelings. However, in all
seriousness we’ll obey only our present ruler, for anything else would be a
sin. And behind the official’s sedan chair as it hurries away there arises from the already decomposed urn someone high
up who is arbitrarily endorsed as ruler of the village.
Similarly, with us people are, as a rule, little affected by
political revolutions and contemporary wars. Here I recall an incident from my
youth. In a neighbouring but still very far distant
province a rebellion broke out. I cannot remember the causes any more. Besides,
they are not important here. In that province reasons for rebellion arise every
new day—they are an excitable people. Well, on one occasion a rebel pamphlet
was brought into my father’s house by a beggar who had travelled through that
province. It happened to be a holiday. Our living room was full of guests. The
priest sat in their midst and studied the pamphlet. Suddenly everyone started
laughing, the sheet was torn to pieces in the general confusion, and the
beggar, although he had already been richly rewarded, was chased out of the
room with blows. Everyone scattered and ran out into the beautiful day. Why?
The dialect of the neighbouring province is
essentially different from ours, and these differences manifest themselves also
in certain forms of the written language, which for us have an antiquated character.
Well, the priest had scarcely read two pages like that, and people had already
decided. Old matters heard long ago, and long since got over. And although—as I
recall from my memory—a horrifying way of life seemed to speak irrefutably
through the beggar, people laughed and shook their head and were unwilling to
hear any more. That’s how ready people are among us to obliterate the present.
If one wanted to conclude from such phenomena that we basically
have no emperor at all, one would not be far from the truth. I need to say it
again and again: There is perhaps no people more
faithful to the emperor than we are in the south, but the emperor derives no
benefits from our loyalty. It’s true that on the way out of our village there
stands on a little pillar the sacred dragon, which, for as long as men can
remember, has paid tribute by blowing its fiery breath straight in the
direction of Peking. But for the people in the village Peking itself is much stranger than living in the next world.
Could there really be a village where houses stand right beside each other
covering the fields and reaching further than the view from our hills, with men
standing shoulder to shoulder between these houses day and night? Rather than imagining
such a city, it’s easier for us to believe that Peking and its emperor are one,
something like a cloud, peacefully moving along under the sun as the ages pass.
Now, the consequence of such opinions is a life which is to some
extent free and uncontrolled. Not in any way immoral—purity of morals like
those in my homeland I have hardly ever come across in my travels. But
nonetheless a way of life that stands under no present law and only pays
attention to the wisdom and advice which reach across to us from ancient times.
I guard again generalizations and do not claim that things like
this go on in all ten thousand villages of our province or, indeed, in all five
hundred provinces of China. But on the basis of the many writings which I have
read concerning this subject, as well as on the basis of my own observations,
especially since with the construction of the wall the human material provided
an opportunity for a man of feeling to travel through the souls of almost all
the provinces—on the basis of all this perhaps I may state that with respect to
the emperor the prevailing idea again and again reveals everywhere a certain essential
feature common to the conception in my homeland. Now, I have no desire at all
to let this conception stand as a virtue—quite the contrary. It’s true that in
the main things the blame rests with the government, which in the oldest empire
on earth right up to the present day has not been able or has, among other
things, neglected to cultivate the institution of empire sufficiently clearly
so that it is immediately and ceaselessly effective right up to the most remote
frontiers of the empire. On the other hand, however, there is in this also a
weakness in the people’s power of imagining or believing, which has not
succeeded in pulling the empire out of its deep contemplative state in Peking
and making it something fully vital and present in the hearts of subjects, who
nonetheless want nothing better than to feel its touch once and then die from
the experience.
So this conception is really not a virtue. It’s all the more
striking that this very weakness appears to be one of the most important ways
of unifying our people. Indeed, if one may go so far as to use the expression,
it is the very ground itself on which we live. To provide a detailed account of
why we have a flaw here would amount not just to rattling our consciences but,
what is much more serious, to making our legs tremble. And therefore I do not
wish to go any further in the investigation of these questions at the present
time.
[Back
to johnstonia Home Page]
Page loads on johnstonia web files
View
Stats